fiduciary issues

DOL Releases Final Investment Advice Fiduciary Rule

The Department of Labor recently released a regulatory package that includes a final amendment (the Retirement Security Rule) to the regulations that define what constitutes an investment advice fiduciary.

FuturePlan ERISA Team

Defined Benefit Plan

Defined Contribution Plan

DOL

Fiduciary Issues

HSA

IRA

IRS

Washington Pulse

SEC Releases Cybersecurity Final Rule

The Securities and Exchange Commission has issued a final rule to address cybersecurity risks.

FuturePlan ERISA Team

Fiduciary Issues

CIP Requirements for Registered Investment Advisers Proposed

The Financial Crimes Enforcement Network, Securities and Exchange Commission, and Department of Treasury have jointly issued a proposed rule.

FuturePlan ERISA Team

Fiduciary Issues

DOL Releases Final Fiduciary Rule for Investment Advisors

The Department of Labor (DOL) has released a final rule updating the definition of an investment advice fiduciary under ERISA.

FuturePlan ERISA Team

Defined Benefit Plan

Defined Contribution Plan

DOL

Fiduciary Issues

IRA

DOL Releases Proposed Retirement Savings Lost and Found Information Collection

The Department of Labor is proposing to collect information in order to establish the Retirement Savings Lost and Found online searchable database described in Section 523 of ERISA as amended by Section 303 of SECURE 2.0.

FuturePlan ERISA Team

DOL

Defined Contribution Plan

Fiduciary Issues

SECURE 2.0

DOL Fiduciary Rule Has Left OMB

A final rule titled “Retirement Security Rule: Definition of an Investment Advice Fiduciary” has left the Office of Management and Budget.

FuturePlan ERISA Team

Defined Benefit Plan

Defined Contribution Plan

DOL

Fiduciary Issues

DOL Releases Final Rule on QPAM Exemptions

The Department of Labor has issued a final rule “Amendment to Prohibited Transaction Class Exemption 84-14 (PTE 84-14) for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)”.

FuturePlan ERISA Team

Defined Benefit Plan

Defined Contribution Plan

DOL

Fiduciary Issues

DOL Final Rule on QPAM Exemptions Has Left OMB

A final rule titled, “Proposed Amendment to PTE 84-14 for Plan Asset Transactions Determined by an Independent Qualified Plan Asset Manager,” has left the Office of Management and Budget.

FuturePlan ERISA Team

DOL

Defined Contribution Plan

Fiduciary Issues

PBGC Updates Interest Assumptions for Valuing Benefits

These interest assumptions are used for valuing benefits under terminating single-employer plans.

FuturePlan ERISA Team

Fiduciary Issues

DOL Sends Final Fiduciary Rule to OMB

The Department of Labor has sent a final fiduciary rule titled “Retirement Security Rule: Definition of an Investment Advice Fiduciary” to the Office of Management and Budget (OMB).

FuturePlan ERISA Team

DOL

Fiduciary Issues

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